{"id":239,"date":"2016-06-14T09:11:44","date_gmt":"2016-06-14T06:11:44","guid":{"rendered":"https:\/\/dgtanhukuk.com\/blog\/?p=239"},"modified":"2016-07-14T09:11:52","modified_gmt":"2016-07-14T06:11:52","slug":"forex-ve-sermaye-piyasasi-kanunu","status":"publish","type":"post","link":"https:\/\/dgtanhukuk.com\/blog\/index.php\/2016\/06\/14\/forex-ve-sermaye-piyasasi-kanunu\/","title":{"rendered":"Forex ve Sermaye Piyasas\u0131 Kanunu"},"content":{"rendered":"<p>Forex i\u015flemlerini duymu\u015fsunuzdur mutlaka &#8230;.<\/p>\n<p>Nedir forex?\u00a0\u00a0Bir \u00fclkenin para birimi kar\u015f\u0131l\u0131\u011f\u0131nda ba\u015fka bir \u00fclke paras\u0131n\u0131n al\u0131m\u0131 ya da sat\u0131m\u0131 olarak tan\u0131mlanmas\u0131d\u0131r. \u00a0\u00d6rne\u011fin, 1 ABD Dolar\u0131=1.50 TL kurundan 150 TL kar\u015f\u0131l\u0131\u011f\u0131 100 ABD Dolar\u0131 al\u0131nmas\u0131 bir forex i\u015flemidir. Son y\u0131llarda yat\u0131r\u0131mc\u0131lar taraf\u0131ndan b\u00fcy\u00fck ra\u011fbet g\u00f6rmektedir. Forex olarak adland\u0131r\u0131lan bu i\u015flemlerde iki \u00fclke paras\u0131n\u0131n birbirine ya da petrol, alt\u0131n gibi emtia ve k\u0131ymetli madenlerin bir \u00fclke paras\u0131na g\u00f6re de\u011feri al\u0131m sat\u0131ma konu olmakta ve yat\u0131r\u0131mc\u0131lara yat\u0131rd\u0131klar\u0131 teminat\u0131n belirli bir kat\u0131na kadar i\u015flem yapma olana\u011f\u0131 verilmektedir.<\/p>\n<p><a href=\"https:\/\/dgtanhukuk.com\/blog\/wp-content\/uploads\/2016\/07\/foreks_islemleri_page1.png\"><img loading=\"lazy\" decoding=\"async\" class=\"aligncenter size-full wp-image-240\" src=\"https:\/\/dgtanhukuk.com\/blog\/wp-content\/uploads\/2016\/07\/foreks_islemleri_page1.png\" alt=\"foreks_islemleri_page1\" width=\"717\" height=\"192\" srcset=\"https:\/\/dgtanhukuk.com\/blog\/wp-content\/uploads\/2016\/07\/foreks_islemleri_page1.png 717w, https:\/\/dgtanhukuk.com\/blog\/wp-content\/uploads\/2016\/07\/foreks_islemleri_page1-300x80.png 300w\" sizes=\"auto, (max-width: 717px) 100vw, 717px\" \/><\/a><\/p>\n<p>Forex piyasas\u0131nda ortaya \u00e7\u0131kan tek risk fiyatlar\u0131n beklentilerin aksine de\u011fi\u015fmesi sebebiyle zarar etme riski de\u011fildir. Bu i\u015flemlerin yetkilendirilmemi\u015f, hi\u00e7bir denetim ve g\u00f6zetime tabi olmayan kurumlar\u0131n sa\u011flad\u0131\u011f\u0131 platformlar \u00fczerinden yap\u0131lmas\u0131 halinde, yat\u0131r\u0131mc\u0131lar kar elde etseler dahi, \u00e7e\u015fitli gerek\u00e7elerle karlar\u0131 \u00f6denmeyebilmektedir.<\/p>\n<p>Forex i\u015flemleri son y\u0131llarda T\u00fcrkiye&#8217;de ciddi bir i\u015flem hacmine ve yat\u0131r\u0131mc\u0131 say\u0131s\u0131na ula\u015fm\u0131\u015ft\u0131r. Ancak bu i\u015flemler, 2011 y\u0131l\u0131na kadar herhangi bir g\u00f6zetim ve denetime tabi olmadan piyasan\u0131n kendi belirledi\u011fi kurallar \u00e7er\u00e7evesinde y\u00fcr\u00fcm\u00fc\u015ft\u00fcr. 6111 say\u0131l\u0131 Kanun ile kald\u0131ra\u00e7l\u0131 al\u0131m sat\u0131m i\u015flemlerini d\u00fczenleme yetkisi Sermaye Piyasas\u0131 Kuruluna verilmi\u015ftir. Forex piyasas\u0131n\u0131n i\u015fleyi\u015finin d\u00fczene sokulmas\u0131 ve yat\u0131r\u0131mc\u0131 ma\u011fduriyetlerinin \u00f6n\u00fcne ge\u00e7ilebilmesi i\u00e7in Sermaye\u00a0Kurulu\u00a0taraf\u0131ndan Seri: V, No: 125 say\u0131l\u0131 \u201cKald\u0131ra\u00e7l\u0131 Al\u0131m Sat\u0131m \u0130\u015flemleri ve Bu \u0130\u015flemleri Ger\u00e7ekle\u015ftirebilecek Kurumlara \u0130li\u015fkin Esaslar Hakk\u0131nda Tebli\u011f\u201d (Seri: V, No: 125 say\u0131l\u0131 Tebli\u011f) 27.08.2011 tarih ve 28038 say\u0131l\u0131 Resmi Gazete\u2019de yay\u0131mlanarak 31.08.2011 tarihinde y\u00fcr\u00fcrl\u00fc\u011fe girmi\u015ftir. 30.12.2012 tarihinde y\u00fcr\u00fcrl\u00fc\u011fe giren 6362 say\u0131l\u0131 SPKn kapsam\u0131nda kald\u0131ra\u00e7l\u0131 al\u0131m sat\u0131m i\u015flemleri ayr\u0131 bir faaliyet olarak tan\u0131mlanmam\u0131\u015f; t\u00fcrev ara\u00e7 olarak nitelendirilmi\u015ftir. 6362 say\u0131l\u0131 SPKn uyar\u0131nca haz\u0131rlanan III-37.1 say\u0131l\u0131 Yat\u0131r\u0131m Hizmetleri ve Faaliyetleri ile Yan Hizmetlere \u0130li\u015fkin Esaslar Hakk\u0131nda Tebli\u011f\u2019de (Yat\u0131r\u0131m Hizmetleri Tebli\u011fi) yer alan h\u00fck\u00fcmlerle de s\u00f6z konusu faaliyetin esaslar\u0131 ve t\u00fcrev ara\u00e7 niteli\u011fi de aynen korunmu\u015ftur.<\/p>\n<p>\u00d6zet olarak\u00a0SPK D\u00fczenlemeleri Ne Getiriyor diye sorarsan\u0131z da &#8230;<\/p>\n<p>Yat\u0131r\u0131m Hizmetleri Tebli\u011fi uyar\u0131nca kald\u0131ra\u00e7l\u0131 al\u0131m sat\u0131m i\u015flemleri yaln\u0131zca Kurul taraf\u0131ndan emir iletimine arac\u0131l\u0131k, i\u015flem arac\u0131l\u0131\u011f\u0131 veya portf\u00f6y arac\u0131l\u0131\u011f\u0131 faaliyetlerinden en az birini ger\u00e7ekle\u015ftirmek \u00fczere Kurul taraf\u0131ndan yetkilendirilmi\u015f arac\u0131 kurumlar taraf\u0131ndan yerine getirilebilecektir. Bankalar m\u00fc\u015fterileri i\u00e7in kald\u0131ra\u00e7l\u0131 al\u0131m sat\u0131m i\u015flemleri ger\u00e7ekle\u015ftiremezler. Sermaye Piyasas\u0131 Kurulu\u2019nun yetkilendirdi\u011fi arac\u0131 kurumlar d\u0131\u015f\u0131ndaki kurum, kurulu\u015f ve internet siteleri \u00fczerinden kald\u0131ra\u00e7l\u0131 al\u0131m sat\u0131m i\u015flemi ger\u00e7ekle\u015ftirilmesi sermaye piyasas\u0131 mevzuat\u0131na\u00a0ayk\u0131r\u0131l\u0131k anlam\u0131na gelmektedir. Kald\u0131ra\u00e7l\u0131 al\u0131m sat\u0131m i\u015flemlerinde T\u00fcrk Liras\u0131, Amerikan Dolar\u0131, Euro\u2019nun birbirilerine kar\u015f\u0131 olan de\u011fi\u015fim oranlar\u0131n\u0131 esas alan varl\u0131klar ile alt\u0131na dayal\u0131 yap\u0131lan i\u015flemlerde kald\u0131ra\u00e7 oran\u0131 azami 100:1 olarak uygulan\u0131r. Bunlar d\u0131\u015f\u0131ndaki varl\u0131klarda kald\u0131ra\u00e7 oran\u0131 azami 50:1 olarak uygulan\u0131r. Hesap a\u00e7\u0131l\u0131\u015f\u0131 s\u0131ras\u0131nda ba\u015flang\u0131\u00e7 teminat tutar\u0131 20.000 TL veya muadili d\u00f6viz tutar\u0131n\u0131n alt\u0131nda olan m\u00fc\u015fteriler i\u00e7in yukar\u0131da bahsi ge\u00e7en kald\u0131ra\u00e7 oranlar\u0131n\u0131n azami yar\u0131s\u0131 uygulanabilir. Kurul gerekli g\u00f6rd\u00fc\u011f\u00fc hallerde bu oranlar\u0131 de\u011fi\u015ftirme ve varl\u0131k baz\u0131nda kald\u0131ra\u00e7 oran\u0131 belirleme yetkisine sahiptir. Kald\u0131ra\u00e7l\u0131 al\u0131m sat\u0131m i\u015flemleriyle ilgili olarak yat\u0131r\u0131lan teminat tutarlar\u0131n\u0131n \u00fczerinde bir kayba u\u011fratacak \u015fekilde genel m\u00fc\u015fteriye ve talebe dayal\u0131 profesyonel m\u00fc\u015fteriye i\u015flem yapt\u0131r\u0131lamaz. Yat\u0131r\u0131mc\u0131n\u0131n piyasa ko\u015fullar\u0131ndan dolay\u0131 teminat\u0131ndan daha fazla zarara u\u011framas\u0131 halinde s\u00f6z konusu zarar genel m\u00fc\u015fteriden ve talebe dayal\u0131 profesyonel m\u00fc\u015fteriden talep edilemeyecektir. Arac\u0131 kurumlar nezdinde bulunan teminatlar\u0131n m\u00fc\u015fteri baz\u0131nda takibi ve bildirimi zorunludur. Kald\u0131ra\u00e7l\u0131 al\u0131m sat\u0131m i\u015flemlerine ili\u015fkin m\u00fc\u015fterilerden al\u0131nan teminatlar merkezi takas kurulu\u015flar\u0131na (\u0130stanbul Takas ve Saklama Bankas\u0131 A.\u015e.) raporlan\u0131r ve al\u0131nan teminatlar merkezi takas kurulu\u015flar\u0131 nezdinde tutulur. Arac\u0131 kurumlar m\u00fc\u015fterileri ile ger\u00e7ekle\u015ftirecekleri kald\u0131ra\u00e7l\u0131 al\u0131m sat\u0131m i\u015flemleri i\u00e7in teminat talep ederler. Teminat tesis edilmeden i\u015flemlere ba\u015flanamaz. Teminat yap\u0131s\u0131 asgari olarak ba\u015flang\u0131\u00e7 ve s\u00fcrd\u00fcrme teminat\u0131 olarak \u00fczere belirlenir. Kald\u0131ra\u00e7l\u0131 i\u015flemler i\u00e7in hesap a\u00e7\u0131l\u0131\u015f\u0131ndan \u00f6nce genel m\u00fc\u015fterilere \u00e7al\u0131\u015fma esaslar\u0131 Birlik taraf\u0131ndan haz\u0131rlanan ve arac\u0131 kurumlar taraf\u0131ndan sunulan bir deneme hesab\u0131 \u00fczerinden i\u015flem yapt\u0131r\u0131lmas\u0131 zorunludur. Kald\u0131ra\u00e7l\u0131 al\u0131m sat\u0131m i\u015flemlerine konu edilebilecek varl\u0131klar\u0131n fiziki al\u0131m sat\u0131m\u0131 ile bankalar aras\u0131nda yap\u0131lan i\u015flemler ile bankalar taraf\u0131ndan arac\u0131 kurumlara likidite sa\u011flanmas\u0131 amac\u0131yla yap\u0131lan i\u015flemler Kurul d\u00fczenlemeleri uyar\u0131nca kald\u0131ra\u00e7l\u0131 al\u0131m sat\u0131m i\u015flemleri kapsam\u0131nda yer almamaktad\u0131r.<\/p>\n<p>Konuyla ilgili ayr\u0131nt\u0131l\u0131 bilgi isteyenler bana ula\u015fabilirler&#8230;.<\/p>\n<p>Sayg\u0131lar\u0131mla,<\/p>\n<p>Avukat \/ Arabulucu Gizem Tan<\/p>\n<p><a href=\"http:\/\/www.dgtanhukuk.com\/\">www.dgtanhukuk.com<\/a><\/p>\n<p>gizem.tan@dgtanhukuk.com<\/p>\n<p>twitter@avukatgizemtan<\/p>\n<p>https:\/\/dgtanhukuk.com\/blog<\/p>\n","protected":false},"excerpt":{"rendered":"<p>Forex i\u015flemlerini duymu\u015fsunuzdur mutlaka &#8230;. Nedir forex?\u00a0\u00a0Bir \u00fclkenin para birimi kar\u015f\u0131l\u0131\u011f\u0131nda ba\u015fka bir \u00fclke paras\u0131n\u0131n al\u0131m\u0131 ya da sat\u0131m\u0131 olarak tan\u0131mlanmas\u0131d\u0131r. \u00a0\u00d6rne\u011fin, 1 ABD Dolar\u0131=1.50 TL kurundan 150 TL kar\u015f\u0131l\u0131\u011f\u0131 100 ABD Dolar\u0131 al\u0131nmas\u0131 bir forex i\u015flemidir. Son y\u0131llarda yat\u0131r\u0131mc\u0131lar taraf\u0131ndan b\u00fcy\u00fck ra\u011fbet g\u00f6rmektedir. Forex olarak adland\u0131r\u0131lan bu i\u015flemlerde iki \u00fclke paras\u0131n\u0131n birbirine ya da [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1],"tags":[],"class_list":["post-239","post","type-post","status-publish","format-standard","hentry","category-makaleler"],"_links":{"self":[{"href":"https:\/\/dgtanhukuk.com\/blog\/index.php\/wp-json\/wp\/v2\/posts\/239","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/dgtanhukuk.com\/blog\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/dgtanhukuk.com\/blog\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/dgtanhukuk.com\/blog\/index.php\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/dgtanhukuk.com\/blog\/index.php\/wp-json\/wp\/v2\/comments?post=239"}],"version-history":[{"count":1,"href":"https:\/\/dgtanhukuk.com\/blog\/index.php\/wp-json\/wp\/v2\/posts\/239\/revisions"}],"predecessor-version":[{"id":241,"href":"https:\/\/dgtanhukuk.com\/blog\/index.php\/wp-json\/wp\/v2\/posts\/239\/revisions\/241"}],"wp:attachment":[{"href":"https:\/\/dgtanhukuk.com\/blog\/index.php\/wp-json\/wp\/v2\/media?parent=239"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/dgtanhukuk.com\/blog\/index.php\/wp-json\/wp\/v2\/categories?post=239"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/dgtanhukuk.com\/blog\/index.php\/wp-json\/wp\/v2\/tags?post=239"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}